Approve/Reject Investor Application

APPROVAL

1. Login to Compliance Portal
2. Click on the KYC tab from the main menu and select KYC Client Acceptance

3. Review the Client Services Validation checklist and compare it with the client data.

4. Once satisfied, Click on the Approve tab and choose a Trader and Accept the client, 

5. The selected Trader can now view the Investor from the Trader Portal under Investor List

Note: If some information is missing, simply email the applicant for extra documents etc...

REJECTION

  1. If the Investor does not pass the KYC process, you can contact them for additional information to satisfy the requirements.
  2. If you are not comfortable with the risk of the client, simply click on the  Reject button