To comply with regulation, we are required to obtain this information. This also helps to ensure a fair market place by reducing the risk of manipulating the order book from insiders. Complete all compliance information required including:
- Tax Jurisdiction
- Tax ID (SIN, TN, SSN etc)
- Are you a U.S person?
- Are you an accredited investor?
- What type of trader are you?
- What is your investment risk appetite?
- How would you like us to manage investment activity on your account?
- Are you a foreign or domestic politically exposed person (PEP) or the head of an international organization (HIO), or are you a family member or close associate of a PEP or HIO?
- Do you own 10% of more of a public company, or do you work for a public company with where you have access to insider information?